Adam Rothstein - Dec 3, 2021 Form 4 Insider Report for Roth CH Acquisition V Co. (ROCL)

Role
Director
Signature
By: /s/ Adam Rothstein
Stock symbol
ROCL
Transactions as of
Dec 3, 2021
Transactions value $
$45,690
Form type
4
Date filed
12/6/2021, 08:49 PM
Previous filing
Nov 30, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROCL Common Stock Purchase $45.7K +4.57K +12.04% $10.00 42.5K Dec 3, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROCL Warrants to purchase Common Stock Purchase +2.28K 2.28K Dec 3, 2021 Common Stock 2.28K $11.50 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
F2 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.