BLAIR PATRICK T. - 01 Dec 2021 Form 4 Insider Report for InnovAge Holding Corp. (INNV)

Role
President
Signature
/s/ Nicole D'Amato, by Power of Attorney
Issuer symbol
INNV
Transactions as of
01 Dec 2021
Net transactions value
$0
Form type
4
Filing time
03 Dec 2021, 19:00:23 UTC
Next filing
05 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INNV Common Stock, $0.001 Par value Award $0 +443,599 $0.000000 443,599 01 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INNV Nonqualified Stock Options (Right to Buy) Award $0 +1,330,798 $0.000000 1,330,798 01 Dec 2021 Common Stock 1,330,798 $7.89 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Restricted Stock Units ("RSUs"), which will be settled in shares of common stock of the Issuer, a portion of which are subject to time vesting and a portion of which are subject to performance vesting based on the volume weighted average price of a share of the Issuer's common stock during certain periods of time, and in each case, subject to the Reporting Person's continued service with the Issuer.
F2 Stock Options to purchase shares of common stock of the Issuer, a portion of which are subject to time vesting and a portion of which are subject to performance vesting based on the volume weighted average price of a share of the Issuer's common stock during certain periods of time, and in each case, subject to the Reporting Person's continued service with the Issuer.