Joshua Horowitz - Nov 29, 2021 Form 4 Insider Report for MINIM, INC. (MINM)

Role
Director
Signature
/s/ Joshua S. Horowitz
Stock symbol
MINM
Transactions as of
Nov 29, 2021
Transactions value $
$25,306
Form type
4
Date filed
12/1/2021, 04:21 PM
Previous filing
Aug 23, 2021
Next filing
Dec 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MINM Common Stock Purchase $690 +500 +0.04% $1.38 1.27M Nov 29, 2021 By Palm Global Small Cap Master Fund LP F1
transaction MINM Common Stock Purchase $22.6K +17.8K +1.41% $1.27 1.28M Nov 30, 2021 By Palm Global Small Cap Master Fund LP F1, F4
transaction MINM Common Stock Purchase $1.99K +1.53K +0.12% $1.30 1.29M Dec 1, 2021 By Palm Global Small Cap Master Fund LP F1, F5
holding MINM Common Stock 7.29K Nov 29, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MINM Stock Option (right to buy) 15K Nov 29, 2021 Common Stock 15K $2.03 Direct F2
holding MINM Stock Option (right to buy) 7.5K Nov 29, 2021 Common Stock 7.5K $2.04 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein.
F2 Fully exercisable as of the grant date, July 9, 2020.
F3 Fully exercisable as of the grant date, July 13, 2020.
F4 The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.26 to $1.28 per share. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
F5 The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.28 to $1.32 per share. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.