George Thompson Hutton - Nov 29, 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Director
Signature
/s/ Deanna Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Nov 29, 2021
Transactions value $
-$2,226,474
Form type
4
Date filed
12/1/2021, 03:03 PM
Previous filing
Nov 24, 2021
Next filing
Jun 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Sale -$1.92M -103K -12.47% $18.52 726K Nov 29, 2021 See Footnote F1, F3
transaction SOFI Common Stock Sale -$311K -16.8K -2.31% $18.50 709K Nov 30, 2021 See Footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transactions were executed in multiple trades. The purchase price of $18.5155 reported in Column 4 is the weighted average sale price for the 103,462 shares disposed of by the Reporting Person within a range of $18.50 to $18.67 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.
F2 The reported transactions were executed in multiple trades. The purchase price of $18.5014 reported in Column 4 is the weighted average sale price for the 16,800 shares disposed of by the Reporting Person within a range of $18.50 to $18.51 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.
F3 The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock.