Timothy Eriksen - Nov 24, 2021 Form 4 Insider Report for NOCOPI TECHNOLOGIES INC/MD/ (NNUP)

Role
10%+ Owner
Signature
/s/ Tim Eriksen
Stock symbol
NNUP
Transactions as of
Nov 24, 2021
Transactions value $
$55,471
Form type
4
Date filed
11/26/2021, 02:30 PM
Previous filing
Nov 12, 2021
Next filing
Dec 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NNUP Common Stock Purchase $55.5K +326K +5.28% $0.17 6.51M Nov 24, 2021 See footnotes F1, F2
holding NNUP Common Stock 640K Nov 24, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,400,253 shares are owned by Cedar Creek Partners LLC and 108,000 shares are owned in separately managed accounts. These securities may be deemed to be beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have a beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
F2 The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.