Anthony O'Sullivan - Nov 22, 2021 Form 4 Insider Report for TMC the metals Co Inc. (TMC)

Role
Chief Development Officer
Signature
/s/ Jeffrey Cohan, Attorney-in-Fact
Stock symbol
TMC
Transactions as of
Nov 22, 2021
Transactions value $
$0
Form type
4
Date filed
11/24/2021, 06:13 PM
Previous filing
Sep 13, 2021
Next filing
Feb 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMC Common Shares Award $0 +313K $0.00 313K Nov 22, 2021 Direct F1
holding TMC Common Shares 575K Nov 22, 2021 JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No 1 F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs vest in three equal annual installments beginning on November 22, 2022 and ending on November 22, 2024, subject to continued service to the Company through the applicable vesting dates.
F2 Anthony O'Sullivan is the sole director of JOZEM Pty Ltd. which is the trustee of The O'Sullivan Family Trust No. 1.