Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KFS | Common Stock | Purchase | $6.98K | +1.27K | +0.22% | $5.50 | 582K | Nov 22, 2021 | See footnote | F2, F4 |
transaction | KFS | Common Stock | Purchase | $36.8K | +6.7K | +0.15% | $5.50 | 4.6M | Nov 22, 2021 | See footnote | F2, F5 |
transaction | KFS | Common Stock | Purchase | $11.2K | +2.04K | +0.24% | $5.50 | 842K | Nov 22, 2021 | See footnote | F2, F6 |
transaction | KFS | Common Stock | Purchase | $6.98K | +1.27K | +0.22% | $5.50 | 583K | Nov 23, 2021 | See footnote | F2, F4 |
transaction | KFS | Common Stock | Purchase | $36.8K | +6.7K | +0.15% | $5.50 | 4.61M | Nov 23, 2021 | See footnote | F2, F5 |
transaction | KFS | Common Stock | Purchase | $11.2K | +2.04K | +0.24% | $5.50 | 844K | Nov 23, 2021 | See footnote | F2, F6 |
transaction | KFS | Common Stock | Conversion of derivative security | +11.5K | +1.97% | 595K | Nov 23, 2021 | See footnote | F4, F7 | ||
transaction | KFS | Common Stock | Conversion of derivative security | +70.6K | +1.53% | 4.68M | Nov 23, 2021 | See footnote | F5, F7 | ||
holding | KFS | Common Stock | 163K | Nov 22, 2021 | Direct | F1 | |||||
holding | KFS | Common Stock | 939K | Nov 22, 2021 | See footnote | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KFS | Class A Preferred Stock, Series 1 | Conversion of derivative security | $0 | -1.84K | -100% | $0.00* | 0 | Nov 23, 2021 | Common Stock | 11.5K | See footnote | F4, F7 | |
transaction | KFS | Class A Preferred Stock, Series 1 | Conversion of derivative security | $0 | -11.3K | -100% | $0.00* | 0 | Nov 23, 2021 | Common Stock | 70.6K | See footnote | F5, F7 |
Id | Content |
---|---|
F1 | These are shares owned directly by Joseph Stilwell. |
F2 | This Form 4 reports the following acquisitions on November 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 23, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share. |
F3 | These are shares owned directly by Stilwell Associates L.P. ("Associates") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
F4 | These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
F5 | These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
F6 | These are shares owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
F7 | The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock and do not have an expiration date. SAF converted 1,840 shares of Preferred Stock into 11,500 shares of Common Stock and SAI converted 11,303 shares of Preferred Stock into 70,643 shares of Common Stock. |