Gerard Barron - Sep 30, 2021 Form 4/A - Amendment Insider Report for TMC the metals Co Inc. (TMC)

Role: Chief Executive Officer, Director
Signature: /s/ Jeffrey Cohan, Attorney-in-Fact
Stock symbol: TMC
Transactions as of: Sep 30, 2021
Transactions value $: $0
Form type: 4/A - Amendment
Date filed: 11/23/2021, 07:00 AM
Date Of Original Report: Oct 1, 2021
Previous filing: Oct 1, 2021
Next filing: Nov 23, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	TMC	Common Shares						14.2M	Sep 30, 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On October 1, 2021, the reporting person filed a Form 4 which included a footnote that inadvertently referred to his purchase of common shares as a sale. The footnote should have stated: "The price reflects the average price of the common shares purchased. These common shares were purchased in multiple transactions at prices ranging from $4.33 to $4.54532 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares purchased at each price." The original Form 4 also mistakenly reported that the date of earliest transaction required to be reported was 9/9/2021. In fact, the date of earliest transaction was 9/30/2021.

Content

On October 1, 2021, the reporting person filed a Form 4 which included a footnote that inadvertently referred to his purchase of common shares as a sale. The footnote should have stated: "The price reflects the average price of the common shares purchased. These common shares were purchased in multiple transactions at prices ranging from $4.33 to $4.54532 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares purchased at each price." The original Form 4 also mistakenly reported that the date of earliest transaction required to be reported was 9/9/2021. In fact, the date of earliest transaction was 9/30/2021.