James E. Frye Jr. - Sep 1, 2021 Form 4 Insider Report for SMG Industries Inc. (SMGI)

Role
Director, 10%+ Owner
Signature
/s/ James E. Frye
Stock symbol
SMGI
Transactions as of
Sep 1, 2021
Transactions value $
$620,709
Form type
4
Date filed
11/22/2021, 06:01 PM
Next filing
Nov 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMGI Common Stock, par value $.001 Purchase +264K +70.4% 639K Sep 1, 2021 Direct F1
transaction SMGI Common Stock, par value $.001 Purchase +318K +49.77% 957K Oct 29, 2021 Direct F1
transaction SMGI Common Stock, par value $.001 Purchase +349K +36.47% 1.31M Oct 30, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMGI Convertible Note Award $176K $426K Sep 1, 2021 Common Stock 1.76M $0.10 Direct
transaction SMGI Convertible Note Award $212K $638K Oct 29, 2021 Common Stock 2.12M $0.10 Direct
transaction SMGI Convertible Note Award $233K $871K Oct 30, 2021 Common Stock 2.33M $0.10 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Issued as bonus shares in connection with the purchase of convertible notes from the Issuer.