Suhail Rizvi - Nov 18, 2021 Form 4 Insider Report for PLBY Group, Inc. (PLBY)

Role
Director, 10%+ Owner
Signature
/s/ Suhail Rizvi
Stock symbol
PLBY
Transactions as of
Nov 18, 2021
Transactions value $
$0
Form type
4
Date filed
11/22/2021, 03:26 PM
Next filing
Dec 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLBY Common Stock Sale -50K -0.29% 17M Nov 18, 2021 See Footnote F1, F2
transaction PLBY Common Stock Other $0 -8.5M -50% $0.00 8.5M Nov 18, 2021 See Footnote F3, F4
transaction PLBY Common Stock Other $0 +484K +5.7% $0.00 8.98M Nov 18, 2021 See Footnote F3, F5, F6
transaction PLBY Common Stock Other $0 +1.67M +18.59% $0.00 10.7M Nov 18, 2021 See Footnote F3, F7, F8
transaction PLBY Common Stock Other $0 +140K +1.31% $0.00 10.8M Nov 18, 2021 See Footnote F3, F9, F10
transaction PLBY Common Stock Other $0 +3.53M +32.74% $0.00 14.3M Nov 18, 2021 See Footnote F3, F11, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 50,000 shares of common stock (the "PIPE Shares") held by Rizvi Master, LLC, an entity controlled by Mr. Suhail Rizvi, Chairman of PLBY Group, Inc. (the "Issuer"). The price reported in Column 4 is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $36.65 to $43.14 per share, at a weighted average price of $39.43 per share. The Reporting Person undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in the footnotes of this Form 4.
F2 Represents shares of common stock held by RT-ICON Holdings LLC ("RT-ICON"). RTM-ICON LLC ("RTM-ICON") is the manager of RT-ICON. Rizvi Traverse Management, LLC ("Rizvi Traverse") is the sole member of RTM-ICON. Mr. Suhail Rizvi is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F3 Represents a pro rata in-kind distribution of an aggregate of 8,500,523 shares of the Issuer's common stock, par value $0.0001 per share, by RT-ICON to its members for no consideration.
F4 Represents shares of common stock held by RT-ICON. RTM-ICON is the manager of RT-ICON. Rizvi Traverse is the sole member of RTM-ICON. Mr. Suhail Rizvi is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F5 Represents the receipt of 484,313 shares by RT-ICON FF LLC ("RT-ICON FF") in the distribution referenced in Footnote 3 above.
F6 Represents shares of common stock held by funds controlled by RTM-ICON. Rizvi Traverse is the sole member of RTM-ICON. Mr. Suhai Rizvi is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F7 Represents the receipt of an aggregate of 1,670,045 shares by funds controlled by Rizvi Traverse (the "funds") in the distribution referenced in Footnote 3 above.
F8 Represents shares of common stock held by the funds. Mr. Suhai Rizvi is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the funds, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F9 Represents the receipt of 139,564 shares of common stock by Rizvi Traverse Partners II, LLC ("RTP II") in the distribution reference in Footnote 3 above.
F10 Represents 10,654,882 shares of common stock held by the funds and 139,564 shares of common stock held by RTP II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. Suhai Rizvi is a manager of RT GP II. Each of RTM II and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RTM II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F11 Represents the receipt of 3,534,530 shares by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II") in the distribution referenced in Footnote 3 above.
F12 Represents 3,534,530 shares of common stock held by ROEF II, 10,654,882 shares of common stock held by the funds and 139,564 shares of common stock held by RTP II. Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Mr. Suhai Rizvi is a manager of RT GP II. Each of RT GP II and Mr. Rizvi may be deemed to be the beneficial owner of the shares of common stock beneficially owned by ROEF II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.