Neal I. Goldman - 18 Nov 2021 Form 4 Insider Report for CHARLES & COLVARD LTD (CTHR)

Role
Director
Signature
/s/ Clint J. Pete, Attorney-In-Fact
Issuer symbol
CTHR
Transactions as of
18 Nov 2021
Net transactions value
$0
Form type
4
Filing time
19 Nov 2021, 18:47:14 UTC
Previous filing
22 Sep 2021
Next filing
27 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CTHR Common Stock 984,478 18 Nov 2021 Direct
holding CTHR Common Stock 120,000 18 Nov 2021 By Neal Goldman IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTHR Stock Option (right to buy) Award $0 +17,160 $0.000000 17,160 18 Nov 2021 Common Stock 17,160 $3.20 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option vests and becomes exercisable on the date of the 2022 Annual Shareholders' Meeting.

Remarks:

Exhibit 24.1 - Power of Attorney