Robert Uger - 17 Nov 2021 Form 4 Insider Report for Trillium Therapeutics Inc.

Role
Chief Scientific Officer
Signature
/s/ James Parsons, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
17 Nov 2021
Net transactions value
$0
Form type
4
Filing time
19 Nov 2021, 12:23:23 UTC
Previous filing
09 Jul 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRIL Stock Option (Right to Buy) Disposed to Issuer $0 -102,083 -100% $0.000000* 0 17 Nov 2021 Apeiron Capital Inv 102,083 $0.3000 Direct F1, F6
transaction TRIL Stock Option (Right to Buy) Disposed to Issuer $0 -58,333 -100% $0.000000* 0 17 Nov 2021 Common Shares 58,333 $3.34 Direct F2, F6
transaction TRIL Stock Option (Right to Buy) Disposed to Issuer $0 -5,260 -100% $0.000000* 0 17 Nov 2021 Common Shares 5,260 $9.65 Direct F3, F6
transaction TRIL Stock Option (Right to Buy) Disposed to Issuer $0 -23,473 -100% $0.000000* 0 17 Nov 2021 Common Shares 23,473 $11.04 Direct F4, F6
transaction TRIL Stock Option (Right to Buy) Disposed to Issuer $0 -29,073 -100% $0.000000* 0 17 Nov 2021 Common Shares 29,073 $15.27 Direct F5, F6
transaction TRIL Stock Option (Right to Buy) Disposed to Issuer $0 -250,000 -100% $0.000000* 0 17 Nov 2021 Common Shares 250,000 $12.03 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Robert Uger is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The exercise price of these options is $0.38 CAD and has been translated to USD in the table above at an exchange rate of $1.00 CAD to $0.79 USD.
F2 The exercise price of these options is $4.23 CAD and has been translated to USD in the table above at an exchange rate of $1.00 CAD to $0.79 USD.
F3 The exercise price of these options is $12.22 CAD and has been translated to USD in the table above at an exchange rate of $1.00 CAD to $0.79 USD.
F4 The exercise price of these options is $13.98 CAD and has been translated to USD in the table above at an exchange rate of $1.00 CAD to $0.79 USD.
F5 The exercise price of these options is $19.333 CAD and has been translated to USD in the table above at an exchange rate of $1.00 CAD to $0.79 USD.
F6 On November 17, 2021 (the "Closing Date"), PF Argentum Acquisition ULC, an indirect wholly owned subsidiary of Pfizer, Inc. (the "Purchaser") acquired all of the outstanding common shares of Trillium Therapeutics Inc. (the "Issuer") under a plan of arrangement pursuant to the Canada Business Corporations Act (British Columbia) (the "Plan of Arrangement"), whereby Issuer became a wholly owned subsidiary of the Purchaser. At the Effective Time (the "Effective Time") of the Plan of Arrangement, all common shares and equity awards of the Issuer that were issued and outstanding immediately prior to the Effective Time were converted into the right to receive $18.50 per share in cash.