CapitalG 2014 LP - Nov 16, 2021 Form 4 Insider Report for Freshworks Inc. (FRSH)

Role
10%+ Owner
Signature
/s/ Daniel Fox, as attorney-in-fact for CAPITALG 2014 LP
Stock symbol
FRSH
Transactions as of
Nov 16, 2021
Transactions value $
-$3,827,154
Form type
4
Date filed
11/18/2021, 07:24 PM
Previous filing
Nov 23, 2021
Next filing
Feb 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRSH Class A Common Stock Conversion of derivative security +21.2K 21.2K Nov 16, 2021 See footnotes F1, F2, F3
transaction FRSH Class A Common Stock Conversion of derivative security +22.9K 22.9K Nov 16, 2021 See footnotes F1, F2, F4
transaction FRSH Class A Common Stock Sale -$830K -21.2K -100% $39.14 0 Nov 16, 2021 See footnotes F2, F3, F5
transaction FRSH Class A Common Stock Sale -$896K -22.9K -100% $39.14 0 Nov 16, 2021 See footnotes F2, F4, F6
transaction FRSH Class A Common Stock Conversion of derivative security +24.8K 24.8K Nov 17, 2021 See footnotes F1, F2, F3
transaction FRSH Class A Common Stock Conversion of derivative security +26.7K 26.7K Nov 17, 2021 See footnotes F1, F2, F4
transaction FRSH Class A Common Stock Sale -$969K -24.8K -100% $39.08 0 Nov 17, 2021 See footnotes F2, F3, F7
transaction FRSH Class A Common Stock Sale -$1.04M -26.7K -100% $39.08 0 Nov 17, 2021 See footnotes F2, F4, F8
transaction FRSH Class A Common Stock Conversion of derivative security +1.08K 1.08K Nov 18, 2021 See footnotes F1, F2, F3
transaction FRSH Class A Common Stock Conversion of derivative security +1.17K 1.17K Nov 18, 2021 See footnotes F1, F2, F4
transaction FRSH Class A Common Stock Sale -$42.1K -1.08K -100% $39.02 0 Nov 18, 2021 See footnotes F2, F3, F9
transaction FRSH Class A Common Stock Sale -$45.5K -1.17K -100% $39.02 0 Nov 18, 2021 See footnotes F2, F4, F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FRSH Class B Common Stock Conversion of derivative security $0 -21.2K -1.06% $0.00 1.97M Nov 16, 2021 Class A Common Stock 21.2K See footnotes F2, F3, F11
transaction FRSH Class B Common Stock Conversion of derivative security $0 -22.9K -0.31% $0.00 7.39M Nov 16, 2021 Class A Common Stock 22.9K See footnotes F2, F4, F11
transaction FRSH Class B Common Stock Conversion of derivative security $0 -24.8K -1.26% $0.00 1.95M Nov 17, 2021 Class A Common Stock 24.8K See footnotes F2, F3, F11
transaction FRSH Class B Common Stock Conversion of derivative security $0 -26.7K -0.36% $0.00 7.37M Nov 17, 2021 Class A Common Stock 26.7K See footnotes F2, F4, F11
transaction FRSH Class B Common Stock Conversion of derivative security $0 -1.08K -0.06% $0.00 1.95M Nov 18, 2021 Class A Common Stock 1.08K See footnotes F2, F3, F11
transaction FRSH Class B Common Stock Conversion of derivative security $0 -1.17K -0.02% $0.00 7.37M Nov 18, 2021 Class A Common Stock 1.17K See footnotes F2, F4, F11
holding FRSH Class B Common Stock 7.58M Nov 16, 2021 Class A Common Stock 7.58M See footnotes F2, F11, F12
holding FRSH Class B Common Stock 3.76M Nov 16, 2021 Class A Common Stock 3.76M See footnotes F2, F11, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the Issuer's amended and restated certificate of incorporation, shares of Class B Common Stock automatically converted into an equal number of shares of Class A Common Stock upon the transfer of such shares.
F2 Each of CapitalG 2014 LP, CapitalG 2013 LP, CapitalG II LP, CapitalG LP, CapitalG 2014 GP LLC, CapitalG 2013 GP LLC, CapitalG GP LLC, CapitalG II GP LLC, Alphabet Holdings LLC, XXVI Holdings Inc. and Alphabet Inc. disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein.
F3 Shares held by CapitalG LP. Shares held by CapitalG LP. CapitalG GP LLC, the general partner of CapitalG LP, Alphabet Holdings LLC, the managing member of CapitalG GP LLC, XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the controlling stockholder of XXVI Holdings Inc., may each be deemed to have sole voting and dispositive power with respect to the shares held directly by CapitalG LP.
F4 Shares held by CapitalG 2013 LP. CapitalG 2013 GP LLC, the general partner of CapitalG 2013 LP, Alphabet Holdings LLC, the managing member of CapitalG 2013 GP LLC, XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the controlling stockholder of XXVI Holdings Inc., may each be deemed to have sole voting and dispositive power with respect to the shares held directly by CapitalG 2013 LP.
F5 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.36 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.36 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
F7 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.50 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
F8 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.50 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
F9 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.12 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
F10 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.12 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
F11 Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F12 Shares held by CapitalG 2014 LP. CapitalG 2014 GP LLC, the general partner of CapitalG 2014 LP, Alphabet Holdings LLC, the managing member of CapitalG 2014 GP LLC, XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the controlling stockholder of XXVI Holdings Inc., may each be deemed to have sole voting and dispositive power with respect to the shares held directly by CapitalG 2014 LP.
F13 Shares held by CapitalG II LP. CapitalG II GP LLC, the general partner of CapitalG II LP, Alphabet Holdings LLC, the managing member of CapitalG II GP LLC, XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the controlling stockholder of XXVI Holdings Inc., may each be deemed to have sole voting and dispositive power with respect to the shares held directly by CapitalG II LP.