Stephen Roman - Nov 17, 2021 Form 4 Insider Report for CION Investment Corp (CION)

Role
CCO & Secretary
Signature
/s/ Stephen Roman
Stock symbol
CION
Transactions as of
Nov 17, 2021
Transactions value $
$39,960
Form type
4
Date filed
11/18/2021, 10:39 AM
Next filing
Aug 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common stock, $0.001 par value Purchase $40K +3K $13.32 3K Nov 17, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate of purchases effected on the same trading day at different prices.
F2 Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.21 to $13.48 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.