Barry S. Sternlicht - 15 Nov 2021 Form 4 Insider Report for STARWOOD PROPERTY TRUST, INC. (STWD)

Role
CEO, Chairman of Board, Director
Signature
/s/ Barry S. Sternlicht
Issuer symbol
STWD
Transactions as of
15 Nov 2021
Net transactions value
$0
Form type
4
Filing time
17 Nov 2021, 15:19:14 UTC
Previous filing
15 Nov 2021
Next filing
22 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STWD Common Stock Award +12,139 +1.1% 1,073,738 15 Nov 2021 By controlled entities F1, F2
holding STWD Common Stock 10,354,022 15 Nov 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager.
F2 Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.
F3 The amount of securities beneficially owned by Mr. Sternlicht shown here corrects an inadvertent understatement of 500,000 shares in a prior Form 4.