Ollin B. Sykes - Nov 15, 2021 Form 4 Insider Report for CHARLES & COLVARD LTD (CTHR)

Role: Director
Signature: /s/ Clint J. Pete, Attorney-In-Fact
Stock symbol: CTHR
Transactions as of: Nov 15, 2021
Transactions value $: $127,088
Form type: 4
Date filed: 11/17/2021, 08:25 AM
Previous filing: Sep 17, 2021
Next filing: Nov 19, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CTHR	Common Stock	Purchase	$112K	+36.3K	+2.64%	$3.07	1.41M	Nov 15, 2021	By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985	F1, F2
transaction	CTHR	Common Stock	Purchase	$15.5K	+5K	+4.69%	$3.10	112K	Nov 15, 2021	By IRA
holding	CTHR	Common Stock						138K	Nov 15, 2021	By SEP IRA
holding	CTHR	Common Stock						95.4K	Nov 15, 2021	By ROTH IRA
holding	CTHR	Common Stock						45.8K	Nov 15, 2021	By spouse
holding	CTHR	Common Stock						592K	Nov 15, 2021	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 413,518 shares (including the 36,348 shares reported as purchased herein) held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2	Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.04 to $3.09, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Content

Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 413,518 shares (including the 36,348 shares reported as purchased herein) held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.04 to $3.09, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.