Steven M. Spurlock - Nov 12, 2021 Form 4 Insider Report for Amplitude, Inc. (AMPL)

Role
10%+ Owner
Signature
/s/ An-Yen Hu, by power of attorney for Steven M. Spurlock
Stock symbol
AMPL
Transactions as of
Nov 12, 2021
Transactions value $
-$910,612
Form type
4
Date filed
11/16/2021, 08:42 PM
Previous filing
Nov 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPL Class A Common Stock Conversion of derivative security $0 +3M $0.00 3M Nov 12, 2021 See footnote F1, F2
transaction AMPL Class A Common Stock Other $0 -3M -100% $0.00* 0 Nov 12, 2021 See footnote F2, F3
transaction AMPL Class A Common Stock Other $0 +51.8K +157.38% $0.00 84.7K Nov 12, 2021 See footnote F3, F4
transaction AMPL Class A Common Stock Sale -$2.37K -35 -0.04% $67.71 84.6K Nov 15, 2021 See footnote F4, F5
transaction AMPL Class A Common Stock Sale -$19.9K -287 -0.34% $69.28 84.4K Nov 15, 2021 See footnote F4, F6
transaction AMPL Class A Common Stock Sale -$48.4K -688 -0.82% $70.37 83.7K Nov 15, 2021 See footnote F4, F7
transaction AMPL Class A Common Stock Sale -$53.1K -745 -0.89% $71.28 82.9K Nov 15, 2021 See footnote F4, F8
transaction AMPL Class A Common Stock Sale -$28.7K -396 -0.48% $72.36 82.5K Nov 15, 2021 See footnote F4, F9
transaction AMPL Class A Common Stock Sale -$20.2K -277 -0.34% $73.05 82.2K Nov 15, 2021 See footnote F4, F10
transaction AMPL Class A Common Stock Other $0 +173K +150% $0.00 289K Nov 12, 2021 See footnote F3, F11
transaction AMPL Class A Common Stock Other $0 +125K +156.24% $0.00 204K Nov 12, 2021 See footnote F3, F12
transaction AMPL Class A Common Stock Sale -$4.81K -71 -0.03% $67.71 204K Nov 15, 2021 See footnote F5, F12
transaction AMPL Class A Common Stock Sale -$40.8K -589 -0.29% $69.28 204K Nov 15, 2021 See footnote F6, F12
transaction AMPL Class A Common Stock Sale -$99.2K -1.41K -0.69% $70.37 202K Nov 15, 2021 See footnote F7, F12
transaction AMPL Class A Common Stock Sale -$109K -1.53K -0.75% $71.28 201K Nov 15, 2021 See footnote F8, F12
transaction AMPL Class A Common Stock Sale -$58.8K -813 -0.4% $72.36 200K Nov 15, 2021 See footnote F9, F12
transaction AMPL Class A Common Stock Sale -$41.5K -568 -0.28% $73.05 200K Nov 15, 2021 See footnote F10, F12
transaction AMPL Class A Common Stock Other $0 +5.91K +150% $0.00 9.85K Nov 12, 2021 See footnote F3, F13
transaction AMPL Class A Common Stock Other $0 +149K +150% $0.00 248K Nov 12, 2021 See footnote F3, F14
transaction AMPL Class A Common Stock Other $0 +11.8K $0.00 11.8K Nov 12, 2021 See footnote F3, F15
transaction AMPL Class A Common Stock Other $0 +143K $0.00 143K Nov 12, 2021 See footnote F3, F16
transaction AMPL Class A Common Stock Other $0 +88.9K +159.71% $0.00 145K Nov 12, 2021 See footnote F3, F17
transaction AMPL Class A Common Stock Sale -$5.21K -77 -0.05% $67.71 144K Nov 15, 2021 See footnote F5, F17
transaction AMPL Class A Common Stock Sale -$44.2K -638 -0.44% $69.28 144K Nov 15, 2021 See footnote F6, F17
transaction AMPL Class A Common Stock Sale -$108K -1.53K -1.06% $70.37 142K Nov 15, 2021 See footnote F7, F17
transaction AMPL Class A Common Stock Sale -$118K -1.66K -1.16% $71.28 141K Nov 15, 2021 See footnote F8, F17
transaction AMPL Class A Common Stock Sale -$63.8K -882 -0.63% $72.36 140K Nov 15, 2021 See footnote F9, F17
transaction AMPL Class A Common Stock Sale -$45K -616 -0.44% $73.05 139K Nov 15, 2021 See footnote F10, F17
transaction AMPL Class A Common Stock Other $0 +1.04K +150% $0.00 1.74K Nov 12, 2021 See footnote F3, F18
transaction AMPL Class A Common Stock Other $0 +1.21K $0.00 1.21K Nov 12, 2021 See footnote F3, F19

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPL Class B Common Stock Conversion of derivative security $0 -3M -24.46% $0.00 9.26M Nov 12, 2021 Class A Common Stock 3M See footnote F2, F20
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion of a derivative security in accordance of its terms.
F2 Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3 Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
F4 Shares are held by Steven M. Spurlock's family partnership.
F5 Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $67.57 to a high of $67.85, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
F6 Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $68.65 to a high of $69.64, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
F7 Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $69.77 to a high of $70.765, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
F8 Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $70.775 to a high of $71.77 inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
F9 Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $71.8 to a high of $72.795, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
F10 Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $72.8 to a high of $73.5, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
F11 Shares are held by Matthew R. Cohler's trust entity.
F12 Shares are held by Peter H. Fenton's trust entities.
F13 Shares are held by Mitchell H. Lasky's family partnership.
F14 Shares are held by Mitchell H. Lasky's trust entity.
F15 Shares are held by J. William Gurley's family partnerships.
F16 Shares are held by J. William Gurley's trust entity
F17 Shares are held by Sarah Tavel.
F18 Shares held by An-Yen Hu's trust entity.
F19 Shares held by Chetan Puttagunta.
F20 The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).

Remarks:

This report is one of four reports, each on a separate Form 4, but relating to the same holdings being filed by entities affiliated with Benchmark and their applicable members.