Barbara Lou Shultz - 25 May 2021 Form 3/A - Amendment Insider Report for Howmet Aerospace Inc. (HWM)

Role
Vice President and Controller
Signature
/s/ Margaret Lam (Assistant Secretary), Attorney-in-Fact
Issuer symbol
HWM
Transactions as of
25 May 2021
Net transactions value
$0
Form type
3/A - Amendment
Filing time
15 Nov 2021, 18:39:11 UTC
Date Of Original Report
27 May 2021
Next filing
15 Nov 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HWM Employee Stock Option (right to buy) 25 May 2021 Common Stock 2,038 $21.98 Direct F1, F2
holding HWM Employee Stock Option (right to buy) 25 May 2021 Common Stock 4,627 $23.86 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vested in three equal annual installments beginning January 20, 2013.
F2 On May 27, 2021, the reporting person filed a Form 3 which inadvertently reported an incorrect exercise price for this stock option; the exercise price, as reported in this amendment, is $21.98.
F3 The option vested in three equal annual installments beginning January 16, 2015.
F4 On May 27, 2021, the reporting person filed a Form 3 which inadvertently reported an incorrect exercise price for this stock option; the exercise price, as reported in this amendment, is $23.86.