Barbara Lou Shultz - May 25, 2021 Form 3/A - Amendment Insider Report for Howmet Aerospace Inc. (HWM)

Role
Vice President and Controller
Signature
/s/ Margaret Lam (Assistant Secretary), Attorney-in-Fact
Stock symbol
HWM
Transactions as of
May 25, 2021
Transactions value $
$0
Form type
3/A - Amendment
Date filed
11/15/2021, 06:39 PM
Date Of Original Report
May 27, 2021
Next filing
Nov 15, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HWM Employee Stock Option (right to buy) May 25, 2021 Common Stock 2.04K $21.98 Direct F1, F2
holding HWM Employee Stock Option (right to buy) May 25, 2021 Common Stock 4.63K $23.86 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vested in three equal annual installments beginning January 20, 2013.
F2 On May 27, 2021, the reporting person filed a Form 3 which inadvertently reported an incorrect exercise price for this stock option; the exercise price, as reported in this amendment, is $21.98.
F3 The option vested in three equal annual installments beginning January 16, 2015.
F4 On May 27, 2021, the reporting person filed a Form 3 which inadvertently reported an incorrect exercise price for this stock option; the exercise price, as reported in this amendment, is $23.86.