Quick Takeaways
- This page summarizes Arthur S. Kirsch's Form 4 filing for Kadmon Holdings, Inc..
- 5 reported transactions and 4 derivative rows are listed below.
- Filing timestamp: 09 Nov 2021, 16:40.
Arthur S. Kirsch - 09 Nov 2021 Form 4 Insider Report for Kadmon Holdings, Inc.
- Role
- Director
- Signature
- /s/ Gregory S. Moss, Attorney-in-Fact
- Issuer symbol
- N/A
- Transactions as of
- 09 Nov 2021
- Net transactions value
- -$2,472,547
- Form type
- 4
- Filing time
- 09 Nov 2021, 16:40:30 UTC
- Previous filing
- 01 Sep 2021
- Next filing
- 12 Nov 2021
- SEC
- View on sec.gov
Quoteable Key Fact
"Arthur S. Kirsch filed Form 4 for Kadmon Holdings, Inc. on 09 Nov 2021."
What Changed
- Previous filing in this sequence was filed on 01 Sep 2021.
- Current net transaction value: -$2,472,547.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Official SEC Source
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KDMN | Common Stock | Disposed to Issuer | $285,000 | -30,000 | -100% | $9.50 | 0 | 09 Nov 2021 | Direct | F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KDMN | Stock Option (right to buy) | Disposed to Issuer | $462,183 | -64,103 | -100% | $7.21 | 0 | 09 Nov 2021 | Common Stock, par value $0.001 | 64,103 | $2.29 | Direct | F2, F3 |
| transaction | KDMN | Stock Option (right to buy) | Disposed to Issuer | $721,000 | -100,000 | -100% | $7.21 | 0 | 09 Nov 2021 | Common Stock, par value $0.001 | 100,000 | $2.29 | Direct | F2, F3 |
| transaction | KDMN | Stock Option (right to buy) | Disposed to Issuer | $430,272 | -85,034 | -100% | $5.06 | 0 | 09 Nov 2021 | Common Stock, par value $0.001 | 85,034 | $4.44 | Direct | F2, F3 |
| transaction | KDMN | Stock Option (right to buy) | Disposed to Issuer | $574,092 | -96,975 | -100% | $5.92 | 0 | 09 Nov 2021 | Common Stock, par value $0.001 | 96,975 | $3.58 | Direct | F2, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Arthur S. Kirsch is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Disposed pursuant to the acquisition by Sanofi of the entire issued share capital of Issuer on November 9, 2021 by means of a plan of merger (the "Merger"). |
| F2 | In connection with the Merger, all unvested stock options ("Options") were accelerated to full vesting and cancelled in exchange for a payment equal to $9.50 with respect to each share of Common Stock subject to such Option. |
| F3 | Represents the payment per share of Common Stock received in exchange for the cancellation of each Option. |