Nancy Miller-Rich - 09 Nov 2021 Form 4 Insider Report for Kadmon Holdings, Inc.

Role
Director
Signature
/s/ Gregory S. Moss, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
09 Nov 2021
Net transactions value
-$767,912
Form type
4
Filing time
09 Nov 2021, 16:38:51 UTC
Previous filing
10 Jun 2021
Next filing
25 May 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KDMN Stock Option (right to buy) Disposed to Issuer $193,820 -36,364 -100% $5.33 0 09 Nov 2021 Common Stock, par value $0.001 36,364 $4.17 Direct F1, F2
transaction KDMN Stock Option (right to buy) Disposed to Issuer $574,092 -96,975 -100% $5.92 0 09 Nov 2021 Common Stock, par value $0.001 96,975 $3.58 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Nancy Miller-Rich is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 In connection with the acquisition by Sanofi of the entire issued share capital of Issuer on November 9, 2021 by means of a plan of merger, all unvested stock options ("Options") were accelerated to full vesting and cancelled in exchange for a payment equal to $9.50 with respect to each share of Common Stock subject to such Option.
F2 Represents the payment per share of Common Stock received in exchange for the cancellation of each Option.