Key facts
- This page summarizes Eugene Bauer's Form 4 filing for Kadmon Holdings, Inc..
- 8 reported transactions and 6 derivative rows are listed below.
- Filing timestamp: 09 Nov 2021, 16:35.
Eugene Bauer - 09 Nov 2021 Form 4 Insider Report for Kadmon Holdings, Inc.
- Role
- Director
- Signature
- /s/ Gregory S. Moss, Attorney-in-Fact
- Issuer symbol
- N/A
- Transactions as of
- 09 Nov 2021
- Net transaction value
- -$2,092,309
- Form type
- 4
- Filing time
- 09 Nov 2021, 16:35:33 UTC
- Previous filing
- 13 May 2021
- Next filing
- 05 Nov 2025
- SEC filing
- View on sec.gov
Reporting owner
2 facts
Issuer context
1 fact
Transaction snapshot
2 facts
SEC evidence
5 facts
Key filing fact
Eugene Bauer filed Form 4 for Kadmon Holdings, Inc. on 09 Nov 2021.
Change
- Previous filing in this sequence was filed on 13 May 2021.
- Current net transaction value: -$2,092,309.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported transactions
KDMN
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $16,302
- Shares
- -1,716
- Change %
- -100%
- Price
- $9.50
- Shares after
- 0
- Date
- 09 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
KDMN
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $47,500
- Shares
- -5,000
- Change %
- -100%
- Price
- $9.50
- Shares after
- 0
- Date
- 09 Nov 2021
- Ownership
- Bauer Family 1995 Trust
- Footnotes
- F1
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
KDMN
transaction
Derivative
Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- $14,893
- Shares
- -3,077
- Change %
- -100%
- Price
- $4.84
- Shares after
- 0
- Date
- 09 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.001
- Underlying amount
- 3,077
- Exercise price
- $4.66
- Footnotes
- F2, F3
KDMN
transaction
Derivative
Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- $134,500
- Shares
- -25,000
- Change %
- -100%
- Price
- $5.38
- Shares after
- 0
- Date
- 09 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.001
- Underlying amount
- 25,000
- Exercise price
- $4.12
- Footnotes
- F2, F3
KDMN
transaction
Derivative
Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- $153,750
- Shares
- -25,000
- Change %
- -100%
- Price
- $6.15
- Shares after
- 0
- Date
- 09 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.001
- Underlying amount
- 25,000
- Exercise price
- $3.35
- Footnotes
- F2, F3
KDMN
transaction
Derivative
Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- $721,000
- Shares
- -100,000
- Change %
- -100%
- Price
- $7.21
- Shares after
- 0
- Date
- 09 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.001
- Underlying amount
- 100,000
- Exercise price
- $2.29
- Footnotes
- F2, F3
KDMN
transaction
Derivative
Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- $430,272
- Shares
- -85,034
- Change %
- -100%
- Price
- $5.06
- Shares after
- 0
- Date
- 09 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.001
- Underlying amount
- 85,034
- Exercise price
- $4.44
- Footnotes
- F2, F3
KDMN
transaction
Derivative
Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- $574,092
- Shares
- -96,975
- Change %
- -100%
- Price
- $5.92
- Shares after
- 0
- Date
- 09 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.001
- Underlying amount
- 96,975
- Exercise price
- $3.58
- Footnotes
- F2, F3
* indicates a reported price that failed the local validity check.
Eugene Bauer is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Disposed pursuant to the acquisition by Sanofi of the entire issued share capital of Issuer on November 9, 2021 by means of a plan of merger (the "Merger"). |
| F2 | In connection with the Merger, all unvested stock options ("Options") were accelerated to full vesting and cancelled in exchange for a payment equal to $9.50 with respect to each share of Common Stock subject to such Option. |
| F3 | Represents the payment per share of Common Stock received in exchange for the cancellation of each Option. |