Craig Arnold - Nov 5, 2021 Form 4 Insider Report for Eaton Corp plc (ETN)

Role: Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer., Director
Signature: /s/ Lizbeth L. Wright, as Attorney-in Fact
Stock symbol: ETN
Transactions as of: Nov 5, 2021
Transactions value $: -$12,690,755
Form type: 4
Date filed: 11/8/2021, 05:13 PM
Previous filing: May 7, 2021
Next filing: Feb 24, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ETN	Ordinary Shares	Options Exercise	$100K	+1.39K	+0.37%	$71.89	381K	Nov 5, 2021	Direct	F1
transaction	ETN	Ordinary Shares	Tax liability	-$99.9K	-577	-0.15%	$173.13	380K	Nov 5, 2021	Direct
transaction	ETN	Ordinary Shares	Options Exercise	$9.17M	+128K	+33.54%	$71.89	508K	Nov 5, 2021	Direct
transaction	ETN	Ordinary Shares	Sale	-$4.43M	-25.9K	-5.11%	$170.78	482K	Nov 5, 2021	Direct	F2
transaction	ETN	Ordinary Shares	Sale	-$14.1M	-82.4K	-17.1%	$171.32	400K	Nov 5, 2021	Direct	F3
transaction	ETN	Ordinary Shares	Sale	-$2.85M	-16.6K	-4.14%	$172.33	383K	Nov 5, 2021	Direct	F4
transaction	ETN	Ordinary Shares	Sale	-$457K	-2.64K	-0.69%	$173.20	380K	Nov 5, 2021	Direct	F5
transaction	ETN	Ordinary Shares	Options Exercise	$100K	+1.22K	+0.32%	$81.96	382K	Nov 5, 2021	Direct
transaction	ETN	Ordinary Shares	Tax liability	-$100K	-577	-0.15%	$173.27	381K	Nov 5, 2021	Direct
holding	ETN	Ordinary Shares						179	Nov 5, 2021	by trustee of ESP

Showing 1 to 10 of 10 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ETN	Stock Option	Options Exercise	$0	-1.39K	-1.08%	$0.00	128K	Nov 5, 2021	Ordinary Shares	1.39K	$71.89	Direct	F6
transaction	ETN	Stock Option	Options Exercise	$0	-128K	-100%	$0.00^*	0	Nov 5, 2021	Ordinary Shares	128K	$71.89	Direct	F6
transaction	ETN	Stock Option	Options Exercise	$0	-1.22K	-1.04%	$0.00	116K	Nov 5, 2021	Ordinary Shares	1.22K	$81.96	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The number of shares beneficially owned has been updated to correct an administrative error.
F2	Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.32 - $170.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3	Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $171.00 - $171.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4	Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $172.01 - $172.95. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5	Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $173.03 - $173.36. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F6	These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Remarks:

Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer.