Craig Arnold - Nov 5, 2021 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer., Director
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Stock symbol
ETN
Transactions as of
Nov 5, 2021
Transactions value $
-$12,690,755
Form type
4
Date filed
11/8/2021, 05:13 PM
Previous filing
May 7, 2021
Next filing
Feb 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $100K +1.39K +0.37% $71.89 381K Nov 5, 2021 Direct F1
transaction ETN Ordinary Shares Tax liability -$99.9K -577 -0.15% $173.13 380K Nov 5, 2021 Direct
transaction ETN Ordinary Shares Options Exercise $9.17M +128K +33.54% $71.89 508K Nov 5, 2021 Direct
transaction ETN Ordinary Shares Sale -$4.43M -25.9K -5.11% $170.78 482K Nov 5, 2021 Direct F2
transaction ETN Ordinary Shares Sale -$14.1M -82.4K -17.1% $171.32 400K Nov 5, 2021 Direct F3
transaction ETN Ordinary Shares Sale -$2.85M -16.6K -4.14% $172.33 383K Nov 5, 2021 Direct F4
transaction ETN Ordinary Shares Sale -$457K -2.64K -0.69% $173.20 380K Nov 5, 2021 Direct F5
transaction ETN Ordinary Shares Options Exercise $100K +1.22K +0.32% $81.96 382K Nov 5, 2021 Direct
transaction ETN Ordinary Shares Tax liability -$100K -577 -0.15% $173.27 381K Nov 5, 2021 Direct
holding ETN Ordinary Shares 179 Nov 5, 2021 by trustee of ESP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -1.39K -1.08% $0.00 128K Nov 5, 2021 Ordinary Shares 1.39K $71.89 Direct F6
transaction ETN Stock Option Options Exercise $0 -128K -100% $0.00* 0 Nov 5, 2021 Ordinary Shares 128K $71.89 Direct F6
transaction ETN Stock Option Options Exercise $0 -1.22K -1.04% $0.00 116K Nov 5, 2021 Ordinary Shares 1.22K $81.96 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares beneficially owned has been updated to correct an administrative error.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.32 - $170.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $171.00 - $171.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $172.01 - $172.95. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $173.03 - $173.36. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F6 These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Remarks:

Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer.