Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TRDA | Common Stock | Conversion of derivative security | +2.5M | 2.5M | Nov 2, 2021 | See Footnote | F1, F2 | |||
transaction | TRDA | Common Stock | Conversion of derivative security | +318K | +12.75% | 2.81M | Nov 2, 2021 | See Footnote | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TRDA | Series A Preferred Stock | Conversion of derivative security | $0 | -2.5M | -100% | $0.00* | 0 | Nov 2, 2021 | Common Stock | 2.5M | See Footnote | F1, F2 | |
transaction | TRDA | Series B Preferred Stock | Conversion of derivative security | $0 | -318K | -100% | $0.00* | 0 | Nov 2, 2021 | Common Stock | 318K | See Footnote | F1, F2 |
Id | Content |
---|---|
F1 | Each share of the Issuer's Series A Preferred Stock and Series B Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. These amounts reflect a 1-for- 7.235890014 reverse stock split which became effective on October 22, 2021. The Series A Preferred Stock and Series B Preferred Stock have no expiration date. |
F2 | Represents shares held by Roche Finance Ltd ("Roche Finance"). Roche Finance is a wholly owned subsidiary of Roche Holding Ltd ("Roche Holding"), a Swiss corporation whose shares are traded on the SIX Swiss Exchange. Roche Holding is the indirect beneficial owner of these securities of the Issuer. This Form 4 shall not be deemed an admission that any reporting person or other person is a beneficial owner of any securities of the Issuer for any purpose, other than the securities reported in this Form 4. |