Michelle Gill - Nov 1, 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP & Group Business Leader
Signature
/s/ Deanna Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Nov 1, 2021
Transactions value $
-$488,247
Form type
4
Date filed
11/3/2021, 04:00 PM
Previous filing
Oct 5, 2021
Next filing
Dec 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +49K +3.43% 1.48M Nov 1, 2021 Direct F1
transaction SOFI Common Stock Tax liability -$488K -24.3K -1.64% $20.09 1.46M Nov 1, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -49K -2.34% $0.00 2.05M Nov 1, 2021 Common Stock 49K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.