Moritz A. Sell - 02 Feb 2021 Form 4/A - Amendment Insider Report for HIGH INCOME SECURITIES FUND (PCF)

Role
Director
Signature
/s/ Stephanie Darling, Power of Attorney for Moritz Sell
Issuer symbol
PCF
Transactions as of
02 Feb 2021
Net transactions value
+$41,694
Form type
4/A - Amendment
Filing time
03 Nov 2021, 14:03:12 UTC
Date Of Original Report
04 Feb 2021
Next filing
03 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCF Common Stock Options Exercise $41,694 +5,060 +904% $8.24 5,620 02 Feb 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Non-transferable rights were issued to stockholders of record as of December 23, 2020 in connection with a rights offering by the Issuer at the rate of one right for each share of beneficial interest owned. Each right entitled its holder to purchase one share of beneficial interest, which purchase is reflected in this filing.
F2 This Form 4 amendment is being filed to correct: (i) the Amount of Securities Acquired in the Reported Transaction in Column 4 of Table I and (ii) the Amount of Securities Beneficially Owned Following the Reported Transaction in Column 5 of Table I.