Kirk Norman Brown - Sep 1, 2021 Form 4/A - Amendment Insider Report for ZoomInfo Technologies Inc. (ZI)

Role
10%+ Owner
Signature
/s/ Kirk Norman Brown
Stock symbol
ZI
Transactions as of
Sep 1, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
11/2/2021, 09:58 PM
Date Of Original Report
Sep 3, 2021
Previous filing
Aug 13, 2021
Next filing
Nov 2, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ZI LLC Units of ZoomInfo Holdings LLC 19.7M Sep 1, 2021 Class A Common 494K See Footnote F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings (WA), LLC, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share.
F2 Reflects the Reporting Person's proportionate pecuniary interest in the securities held directly by DO Holdings (WA), LLC.
F3 On September 3, 2021, the Reporting Person filed a Form 4 inadvertently reporting the Reporting Person's proportionate pecuniary interest in OpCo Units held directly by DO Holdings (WA), LLC as 19,605,622 OpCo Units. In fact, the Reporting Person's proportionate pecuniary interest in OpCo Units held directly by DO Holdings (WA), LLC was 19,657,823 OpCo Units.
F4 Reflects securities held directly by DO Holdings (WA), LLC. DO Holdings (WA), LLC is owned by the Reporting Person and Henry Schuck.