Dennis Fehr - Oct 28, 2021 Form 3 Insider Report for Fluence Energy, Inc. (FLNC)

Role
SVP & Chief Financial Officer
Signature
/s/ Frank Fuselier as Attorney-in-fact for Dennis Fehr
Stock symbol
FLNC
Transactions as of
Oct 28, 2021
Transactions value $
$0
Form type
3
Date filed
10/28/2021, 09:29 PM
Next filing
Apr 29, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FLNC Stock Option Oct 28, 2021 Class A Common Stock 456K $2.45 Direct F1
holding FLNC Phantom Unit Oct 28, 2021 Class A Common Stock 138K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option vests in three equal annual installments beginning on April 2, 2022.
F2 The phantom units will vest in three equal annual installments with the first installment vesting on April 27, 2022, the second installment vesting on April 27, 2023 and the final installment vesting on April 27, 2024.
F3 Each phantom unit is the economic equivalent of one share of the Issuer's Class A common stock and may be settled in cash or shares at the discretion of the Issuer's board of directors.

Remarks:

Exhibit 24 - Power of Attorney.