Dennis Fehr - 28 Oct 2021 Form 3 Insider Report for Fluence Energy, Inc. (FLNC)

Role
SVP & Chief Financial Officer
Signature
/s/ Frank Fuselier as Attorney-in-fact for Dennis Fehr
Issuer symbol
FLNC
Transactions as of
28 Oct 2021
Net transactions value
$0
Form type
3
Filing time
28 Oct 2021, 21:29:10 UTC
Next filing
29 Apr 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FLNC Stock Option 28 Oct 2021 Class A Common Stock 455,674 $2.45 Direct F1
holding FLNC Phantom Unit 28 Oct 2021 Class A Common Stock 137,589 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option vests in three equal annual installments beginning on April 2, 2022.
F2 The phantom units will vest in three equal annual installments with the first installment vesting on April 27, 2022, the second installment vesting on April 27, 2023 and the final installment vesting on April 27, 2024.
F3 Each phantom unit is the economic equivalent of one share of the Issuer's Class A common stock and may be settled in cash or shares at the discretion of the Issuer's board of directors.

Remarks:

Exhibit 24 - Power of Attorney.