Canada Pension Plan Investment Board - Oct 26, 2021 Form 3 Insider Report for Informatica Inc. (INFA)

Role
10%+ Owner
Signature
/s/ Kathryn J. Daniels, Title: Managing Director, Head of Compliance, Canada Pension Plan Investment Board
Stock symbol
INFA
Transactions as of
Oct 26, 2021
Transactions value $
$0
Form type
3
Date filed
10/26/2021, 04:58 PM
Previous filing
Jun 14, 2021
Next filing
Nov 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
holding INFA Class A Common Stock 73,445,447 Oct 26, 2021 Direct
holding INFA Class B-2 Common Stock 44,049,523 Oct 26, 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding INFA Class B-1 Common Stock Oct 26, 2021 Class A Common Stock 44,049,523 Direct F2

Explanation of Responses:

Id Content
F1 These securities are held of record by 13381986 Canada Inc., an entity in which Canada Pension Plan Investment Board ("CPP Investments") does not directly or indirectly own any interest. 13381986 Canada Inc. has agreed not to vote or transfer any shares of Class B-2 Common Stock held by it except as directed by CPP Investments, and accordingly, CPP Investments may be deemed to beneficially own such securities held by 13381986 Canada Inc. for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended ("Rule 16a-1(a)"). CPP Investments disclaims beneficial ownership of such securities indirectly held by 13381986 Canada Inc. for purposes of Rule 16a-1(a).
F2 Each share of Class B-1 Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. As a condition to such conversion, the holder of the shares of Class B-1 Common Stock to be converted must direct a holder of Class B-2 Common Stock to transfer an equal number of shares of Class B-2 Common Stock to the issuer.

Remarks:

CPP Investments will be party to an Amended and Restated Stockholders Agreement (the "Stockholders Agreement") to be entered into in connection with the issuer's initial public offering by and among EvomLux S.a r.l., Ithaca L.P. and CPP Investments (collectively, "Stockholders") and the issuer, pursuant to which the Stockholders will agree, among other things, to vote their shares of the issuer's Class A Common Stock in favor of certain individuals designated to the issuer's board of directors in accordance with the terms and conditions thereof. As a result of the Stockholders Agreement, CPP Investments may be deemed to be a member of a "group" as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the other Stockholders. CPP Investments disclaims beneficial ownership of any securities of the issuer owned by any member of such group, other than the securities reported in Table 1 of this Form 3.