| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWTX | Common Stock | Options Exercise | $23,000 | +10,000 | +6% | $2.30* | 177,511 | 13 Oct 2021 | Direct | F1 |
| transaction | SWTX | Common Stock | Sale | $559,675 | -10,000 | -5.6% | $55.97 | 167,511 | 13 Oct 2021 | Direct | F1, F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWTX | Stock Option (Right to Buy) | Options Exercise | $0 | -10,000 | -11% | $0.000000 | 84,296 | 13 Oct 2021 | Common Stock | 10,000 | $2.30 | Direct | F1, F4 |
| Id | Content |
|---|---|
| F1 | The stock option exercises and sale transactions reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $54.95 to $56.99, inclusive. |
| F3 | Includes 27,304 restricted stock awards which are subject to forfeiture until they vest. |
| F4 | This option began to vest and become exercisable in 48 equal monthly installments beginning on April 22, 2019. |