Noah Aptekar - Oct 6, 2021 Form 3 Insider Report for IX Acquisition Corp. (IXAQ)

Role
CFO, Chief Operations Officer, Director
Signature
/s/ Jaewon Chang, as attorney-in-fact
Stock symbol
IXAQ
Transactions as of
Oct 6, 2021
Transactions value $
$0
Form type
3
Date filed
10/6/2021, 05:30 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding IXAQ Class B ordinary shares Oct 6, 2021 Class A ordinary shares 5.75M See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-259567) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Person include up to 750,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
F2 IX Acquisition Sponsor LLC is the record holder of the shares reported herein. IX Acquisition Sponsor Manager LLC is the manager of the sponsor. Noah Aptekar is the sole member of IX Acquisition Manager LLC and has voting and investment discretion with respect to the ordinary shares held of record by the sponsor.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney