Neal I. Goldman - 17 Sep 2021 Form 4 Insider Report for CHARLES & COLVARD LTD (CTHR)

Role
Director
Signature
/s/ Clint J. Pete, Attorney-In-Fact
Issuer symbol
CTHR
Transactions as of
17 Sep 2021
Net transactions value
+$147,000
Form type
4
Filing time
20 Sep 2021, 16:31:46 UTC
Previous filing
01 Apr 2022
Next filing
22 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTHR Common Stock Options Exercise $92,000 +50,000 +5.6% $1.84 945,471 17 Sep 2021 Direct
transaction CTHR Common Stock Options Exercise $55,000 +39,007 +4.1% $1.41 984,478 17 Sep 2021 Direct
holding CTHR Common Stock 120,000 17 Sep 2021 By Neal Goldman IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTHR Stock Option (right to buy) Options Exercise $0 -50,000 -100% $0.000000* 0 17 Sep 2021 Common Stock 50,000 $1.84 Direct
transaction CTHR Stock Option (right to buy) Options Exercise $0 -39,007 -100% $0.000000* 0 17 Sep 2021 Common Stock 39,007 $1.41 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.