Neal Goldman - Sep 17, 2021 Form 4 Insider Report for CHARLES & COLVARD LTD (CTHR)

Role
Director
Signature
/s/ Clint J. Pete, Attorney-In-Fact
Stock symbol
CTHR
Transactions as of
Sep 17, 2021
Transactions value $
$147,000
Form type
4
Date filed
9/20/2021, 04:31 PM
Previous filing
Apr 1, 2022
Next filing
Sep 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTHR Common Stock Options Exercise $92K +50K +5.58% $1.84 945K Sep 17, 2021 Direct
transaction CTHR Common Stock Options Exercise $55K +39K +4.13% $1.41 984K Sep 17, 2021 Direct
holding CTHR Common Stock 120K Sep 17, 2021 By Neal Goldman IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTHR Stock Option (right to buy) Options Exercise $0 -50K -100% $0.00* 0 Sep 17, 2021 Common Stock 50K $1.84 Direct
transaction CTHR Stock Option (right to buy) Options Exercise $0 -39K -100% $0.00* 0 Sep 17, 2021 Common Stock 39K $1.41 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.