Micah Heavener - Sep 14, 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: Head of Operations
Signature: /s/ Deanna Smith, Attorney-in-Fact
Stock symbol: SOFI
Transactions as of: Sep 14, 2021
Transactions value $: -$214,529
Form type: 4
Date filed: 9/16/2021, 08:01 PM
Previous filing: Sep 8, 2021
Next filing: Dec 16, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+35.5K	+39.42%		126K	Sep 14, 2021	Direct	F1
transaction	SOFI	Common Stock	Tax liability	-$215K	-14.7K	-11.71%	$14.57	111K	Sep 14, 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-35.5K	-10.57%	$0.00	301K	Sep 14, 2021	Common Stock	35.5K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.