Michelle Gill - Sep 14, 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP & Group Business Leader
Signature
/s/ Deanna Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Sep 14, 2021
Transactions value $
-$970,959
Form type
4
Date filed
9/16/2021, 08:00 PM
Previous filing
Sep 13, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock +Options Exercise +127,685 +9.49% 1,472,859 Sep 14, 2021 Direct F1
transaction SOFI Common Stock -Tax liability -$970,959 -66,641 -4.52% $14.57 1,406,218 Sep 14, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit -Options Exercise $0 -127,685 -5.62% $0.00 2,143,858 Sep 14, 2021 Common Stock 127,685 Direct F2, F3

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.