Richard S. Kollender - Sep 9, 2021 Form 4 Insider Report for RAPID MICRO BIOSYSTEMS, INC. (RPID)

Role
Director
Signature
/s/ Jonathan Paris, Attorney-in-Fact for Richard S. Kollender
Stock symbol
RPID
Transactions as of
Sep 9, 2021
Transactions value $
$5,391
Form type
4
Date filed
9/13/2021, 08:36 PM
Previous filing
Sep 8, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RPID Class A Common Stock Exercise of in-the-money or at-the-money derivative security $5.39K +108K +7.85% $0.05* 1.48M Sep 9, 2021 Held by Quaker Bioventures II, L.P. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RPID Series A1 Warrant (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -82K -100% $0.00* 0 Sep 9, 2021 Class A Common Stock 82K $0.05 Held by Quaker Bioventures II, L.P. F1, F2
transaction RPID Series B1 Warrant (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -12.9K -100% $0.00* 0 Sep 9, 2021 Class A Common Stock 12.9K $0.05 Held by Quaker Bioventures II, L.P. F1, F2
transaction RPID Series B1 Warrant (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -12.9K -100% $0.00* 0 Sep 9, 2021 Class A Common Stock 12.9K $0.05 Held by Quaker Bioventures II, L.P. F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held directly by Quaker Bioventures II, L.P. The Reporting Person is an executive manager of Quaker Bioventures Capital II, LLC, the general partner of Quaker Bioventures Capital II, L.P, the general partner of Quaker Bioventures II, LP, and may be deemed to beneficially hold the shares but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.
F2 Immediately exercisable.