Ken Giacobbe - 08 Sep 2021 Form 4 Insider Report for Howmet Aerospace Inc. (HWM)

Role
EVP and CFO
Signature
/s/ Margaret Lam, Assistant Secretary / Attorney-in-fact
Issuer symbol
HWM
Transactions as of
08 Sep 2021
Net transactions value
-$20,812
Form type
4
Filing time
10 Sep 2021, 19:19:55 UTC
Previous filing
12 May 2021
Next filing
26 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWM Common Stock Options Exercise $115,505 +5,255 +2% $21.98 261,992 08 Sep 2021 Direct
transaction HWM Common Stock Sale $136,317 -4,386 -1.7% $31.08 257,606 08 Sep 2021 Direct F1
holding HWM Common Stock 678 08 Sep 2021 By Company 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HWM Employee Stock Option (right to buy) Options Exercise $0 -5,255 -100% $0.000000* 0 08 Sep 2021 Common Stock 5,255 $21.98 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold in the open market, the proceeds of which were used to pay the exercise price and tax withholding obligations incurred upon the exercise of the option.
F2 The option became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted.