Ken Giacobbe - Sep 8, 2021 Form 4 Insider Report for Howmet Aerospace Inc. (HWM)

Role
EVP and CFO
Signature
/s/ Margaret Lam, Assistant Secretary / Attorney-in-fact
Stock symbol
HWM
Transactions as of
Sep 8, 2021
Transactions value $
-$20,812
Form type
4
Date filed
9/10/2021, 07:19 PM
Previous filing
May 12, 2021
Next filing
Oct 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWM Common Stock Options Exercise $116K +5.26K +2.05% $21.98 262K Sep 8, 2021 Direct
transaction HWM Common Stock Sale -$136K -4.39K -1.67% $31.08 258K Sep 8, 2021 Direct F1
holding HWM Common Stock 678 Sep 8, 2021 By Company 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HWM Employee Stock Option (right to buy) Options Exercise $0 -5.26K -100% $0.00* 0 Sep 8, 2021 Common Stock 5.26K $21.98 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold in the open market, the proceeds of which were used to pay the exercise price and tax withholding obligations incurred upon the exercise of the option.
F2 The option became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted.