Gilbert H. Kliman - Sep 8, 2021 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Role
Director
Signature
Diana Scherer, Attorney-in-Fact
Stock symbol
GKOS
Transactions as of
Sep 8, 2021
Transactions value $
$0
Form type
4
Date filed
9/10/2021, 04:16 PM
Previous filing
Jun 28, 2021
Next filing
Nov 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Other $0 -3.9K -44.44% $0.00 4.88K Sep 8, 2021 Direct F1, F2
transaction GKOS Common Stock Other $0 +3.9K +42.93% $0.00 13K Sep 8, 2021 By InterWest Venture Management Company F1, F3
holding GKOS Common Stock 334K Sep 8, 2021 InterWest Partners X, LP F4
holding GKOS Common Stock 3.36K Sep 8, 2021 By InterWest Partners IX, LP F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person transferred these shares to InterWest Venture Management Company ("IVMC"), for no consideration, pursuant to an agreement between the Reporting Person and InterWest Partners X, LP ("IP10") relating to compensation received in connection with his service as a director of the Issuer.
F2 Includes 3,362 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F3 Consists of shares owned by IVMC. The Reporting Person is an officer, director and the sole shareholder of IVMC and has sole voting and investment control over the shares held by IVMC.
F4 Consists of shares owned by IP10. The Reporting Person is a Managing Director of InterWest Management Partners X, LLC, the general partner of IP10. The Reporting Person has shared voting and investment control over shares owned by IP10, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.
F5 Consists of shares owned by InterWest Partners IX, LP ("IP9"). The Reporting Person is a Managing Director of InterWest Management Partners IX, LLC, the general partner of IP9. The Reporting Person has shared voting and investment control over shares owned by IP9, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.