Victor Sze - Sep 7, 2021 Form 4 Insider Report for OSI SYSTEMS INC (OSIS)

Role
General Counsel
Signature
/s/ Victor Sze
Stock symbol
OSIS
Transactions as of
Sep 7, 2021
Transactions value $
-$1,384,245
Form type
4
Date filed
9/9/2021, 05:06 PM
Previous filing
Aug 25, 2021
Next filing
Nov 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSIS Common Stock Options Exercise $1.34M +40K +20.9% $33.62 231K Sep 7, 2021 Direct
transaction OSIS Common Stock Tax liability -$2.62M -26.8K -11.56% $97.92 205K Sep 7, 2021 Direct F1
transaction OSIS Common Stock Sale -$1.45M -15K -7.33% $96.92 190K Sep 8, 2021 Direct F2, F3
holding OSIS Common Stock 5.14K Sep 7, 2021 Please see Footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSIS Option to Purchase Common Stock Options Exercise $1.34M +40K $33.62 0 Sep 7, 2021 Common Stock 40K $33.62 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant with a net settlement, shares of stock were tendered to pay for the exercise price of the options and tax withholding. No shares of stock were sold.
F2 Pursuant to the Reporting Owners Rule 10b5-1 Plan.
F3 This transaction was executed in multiple trades at prices ranging from $96.18 to $97.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at transaction was effected.
F4 Victor So-Mien Sze & Angela Hsin-Chi Hsu Co-ttee Sze Trust U/T/A DTD 11/25/2014