Kathleen Sebelius - Aug 26, 2021 Form 4 Insider Report for Humacyte, Inc. (HUMA)

Role
Director
Signature
/s/ Kathleen Sebelius by Dale A. Sander as Attorney-in-Fact
Stock symbol
HUMA
Transactions as of
Aug 26, 2021
Transactions value $
$0
Form type
4
Date filed
8/27/2021, 04:11 PM
Previous filing
Jul 2, 2021
Next filing
Oct 15, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUMA Stock Options (right to buy) Award +39.4K 39.4K Aug 26, 2021 Common Stock 39.4K $2.56 Direct F1, F2
transaction HUMA Stock Options (right to buy) Award +17.1K 17.1K Aug 26, 2021 Common Stock 17.1K $6.54 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully vested and exercisable.
F2 On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.