Max N. Wallace - 26 Aug 2021 Form 4 Insider Report for Humacyte, Inc. (HUMA)

Role
Director
Signature
/s/ Max N. Wallace by Dale A. Sander as Attorney-in-Fact
Issuer symbol
HUMA
Transactions as of
26 Aug 2021
Net transactions value
$0
Form type
4
Filing time
27 Aug 2021, 16:10:40 UTC
Next filing
15 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUMA Common Stock Award +49,986 49,986 26 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUMA Stock Options (right to buy) Award +6,564 6,564 26 Aug 2021 Common Stock 6,564 $1.19 Direct F2, F3
transaction HUMA Stock Options (right to buy) Award +13,129 13,129 26 Aug 2021 Common Stock 13,129 $2.56 Direct F2, F3
transaction HUMA Stock Options (right to buy) Award +17,068 17,068 26 Aug 2021 Common Stock 17,068 $6.54 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each share of Legacy Humacyte stock was exchanged for 0.2626 shares of common stock of Humacyte, Inc.
F2 Options are fully vested and exercisable.
F3 As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.