Craig C. Koontz - 20 Aug 2021 Form 4 Insider Report for HomeTrust Bancshares, Inc. (HTB)

Role
Director
Signature
/s/ Tony J. VunCannon, Attorney-in-Fact for Craig C. Koontz
Issuer symbol
HTB
Transactions as of
20 Aug 2021
Net transactions value
-$80,221
Form type
4
Filing time
24 Aug 2021, 14:59:36 UTC
Next filing
02 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBI Common Stock Options Exercise $47,090 +3,277 +10% $14.37 35,923 20 Aug 2021 Direct
transaction HTBI Common Stock Sale $90,859 -3,277 -9.1% $27.73 32,646 20 Aug 2021 Direct F1
transaction HTBI Common Stock Options Exercise $39,130 +2,723 +8.3% $14.37 35,369 23 Aug 2021 Direct
transaction HTBI Common Stock Sale $75,582 -2,723 -7.7% $27.76 32,646 23 Aug 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBI Stock Option Options Exercise $0 -3,277 -20% $0.000000 12,723 20 Aug 2021 Common Stock 3,277 $14.37 Direct F3
transaction HTBI Stock Option Options Exercise $0 -2,723 -21% $0.000000 10,000 23 Aug 2021 Common Stock 2,723 $14.37 Direct F3
holding HTBI Stock Option 2,300 20 Aug 2021 Common Stock 2,300 $27.51 Direct F4
holding HTBI Stock Option 1,400 20 Aug 2021 Common Stock 1,400 $26.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.58 to $27.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.68 to $27.84, inclusive.
F3 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.
F4 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2020.
F5 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2019.