Timothy Parsons - 19 Aug 2021 Form 4 Insider Report for Sunlight Financial Holdings Inc.

Role
Executive VP & COO
Signature
/s/ Nora Dahlman, attorney-in-fact
Issuer symbol
N/A
Transactions as of
19 Aug 2021
Net transactions value
+$55,950
Form type
4
Filing time
20 Aug 2021, 14:04:18 UTC
Previous filing
12 Jul 2021
Next filing
02 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SUNL Class A Common Stock Purchase $55,950 +10,000 +16% $5.60* 73,600 19 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SUNL Private Units 1,386,399 19 Aug 2021 Class A Common Stock 1,386,399 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Private Unit consists of a Class EX Unit issued by Sunlight Financial LLC ("SFLLC"), together with one share of Class C Common Stock issued by the Issuer. Each Private Unit is exchangeable, subject to certain conditions, for either one share of Class A Common Stock, or at SFLLC's election, an amount of cash equivalent to the market value of one share of Class A Common Stock, pursuant to and in accordance with the terms of the Fifth Amended and Restated Limited Liability Company Agreement of SFLCC. The Class C Common Stock will vote together with the Class A Common Stock as a single class, but will have no economic rights. These exchange rights do not expire.

Remarks:

Title: Executive Vice President and Chief Operating Officer