GARY K. WILLIS - 16 Aug 2021 Form 4 Insider Report for PLUG POWER INC (PLUG)

Role
Director
Signature
/s/ Gerard L. Conway Jr., Attorney-in-Fact
Issuer symbol
PLUG
Transactions as of
16 Aug 2021
Net transactions value
$0
Form type
4
Filing time
19 Aug 2021, 18:55:17 UTC
Previous filing
21 Jul 2021
Next filing
05 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLUG Common Stock Award $0 +4,482 +1.1% $0.000000 416,316 16 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLUG Stock Option (Right to Buy) Award $0 +4,482 $0.000000 4,482 16 Aug 2021 Common Stock 4,482 $25.10 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.
F2 Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.
F3 The options shall vest (100%) on the first anniversary of the grant date.