Johannes Minho Roth - Aug 16, 2021 Form 4 Insider Report for PLUG POWER INC (PLUG)

Role
Director
Signature
/s/ Gerard L. Conway Jr., Attorney-in-Fact
Stock symbol
PLUG
Transactions as of
Aug 16, 2021
Transactions value $
$0
Form type
4
Date filed
8/19/2021, 06:53 PM
Previous filing
Jul 21, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLUG Common Stock Award $0 +4.48K +1.97% $0.00 233K Aug 16, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLUG Stock Option (Right to Buy) Award $0 +4.48K $0.00 4.48K Aug 16, 2021 Common Stock 4.48K $25.10 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.
F2 Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.
F3 The options shall vest (100%) on the first anniversary of the grant date.