George C. Mcnamee - 16 Aug 2021 Form 4 Insider Report for PLUG POWER INC (PLUG)

Role
Director
Signature
/s/ Gerard L. Conway Jr., Attorney-in-Fact
Issuer symbol
PLUG
Transactions as of
16 Aug 2021
Net transactions value
$0
Form type
4
Filing time
19 Aug 2021, 18:52:57 UTC
Previous filing
21 Jul 2021
Next filing
05 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLUG Common Stock Award $0 +4,482 +0.75% $0.000000 604,800 16 Aug 2021 Direct F1
holding PLUG Common Stock 300,000 16 Aug 2021 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLUG Stock Option (Right to Buy) Award $0 +4,482 $0.000000 4,482 16 Aug 2021 Common Stock 4,482 $25.10 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.
F2 Shares held by The McNamee Family Irrevocable Trust of 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3 Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.
F4 The options shall vest (100%) on the first anniversary of the grant date.