DANIEL M. FRIEDBERG - 10 Aug 2021 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)

Role
Director
Signature
By: /s/ Daniel Friedberg
Issuer symbol
TYGO
Transactions as of
10 Aug 2021
Net transactions value
+$45,690
Form type
4
Filing time
11 Aug 2021, 17:21:18 UTC
Previous filing
05 Aug 2021
Next filing
14 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TYGO Common Stock Purchase $45,690 +4,569 +16% $10.00 33,034 10 Aug 2021 See Footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TYGO Warrants to purchase Common Stock Purchase +2,284 2,284 10 Aug 2021 Common Stock 2,284 $11.50 See Footnote F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
F2 Owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member.
F3 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F4 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.