Sam Chawla - 10 Aug 2021 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)

Role
Director
Signature
By: /s/ Sam Chawla
Issuer symbol
TYGO
Transactions as of
10 Aug 2021
Net transactions value
+$45,690
Form type
4
Filing time
11 Aug 2021, 17:11:01 UTC
Previous filing
05 Aug 2021
Next filing
30 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TYGO Common Stock Purchase $45,690 +4,569 +16% $10.00 33,034 10 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TYGO Warrants to purchase Common Stock Purchase +2,284 2,284 10 Aug 2021 Common Stock 2,284 $11.50 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
F2 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.