Byron Roth - 10 Aug 2021 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)

Role
Co-CEO & Chairman of the Board, Director
Signature
By: /s/ Byron Roth
Issuer symbol
TYGO
Transactions as of
10 Aug 2021
Net transactions value
+$1,719,490
Form type
4
Filing time
11 Aug 2021, 17:04:29 UTC
Previous filing
05 Aug 2021
Next filing
30 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TYGO Common Stock Purchase $332,390 +33,239 +8% $10.00 447,371 10 Aug 2021 Direct F1
transaction TYGO Common Stock Purchase $332,380 +33,238 $10.00 33,238 10 Aug 2021 See Footnote F1, F2
transaction TYGO Common Stock Purchase $1,054,720 +105,472 +16% $10.00 762,528 10 Aug 2021 See Footnote F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TYGO Warrants to purchase Common Stock Purchase +16,619 16,619 10 Aug 2021 Common Stock 16,619 $11.50 Direct F1, F4, F5
transaction TYGO Warrants to purchase Common Stock Purchase +16,619 16,619 10 Aug 2021 Common Stock 16,619 $11.50 See Footnote F1, F2, F4, F5
transaction TYGO Warrants to purchase Common Stock Purchase +52,736 52,736 10 Aug 2021 Common Stock 52,736 $11.50 See Footnote F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
F2 Held in an IRA for the benefit of Byron Roth.
F3 Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.
F4 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering.
F5 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.