Aaron Gurewitz - Aug 10, 2021 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)

Role
Co-President
Signature
By: /s/ Aaron Gurewitz
Stock symbol
TYGO
Transactions as of
Aug 10, 2021
Transactions value $
$177,580
Form type
4
Date filed
8/11/2021, 04:58 PM
Previous filing
Aug 5, 2021
Next filing
Nov 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TYGO Common Stock Purchase $178K +17.8K +16.05% $10.00 128K Aug 10, 2021 See Footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TYGO Warrants to purchase Common Stock Purchase +8.88K 8.88K Aug 10, 2021 Common Stock 8.88K $11.50 See Footnote F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
F2 Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.
F3 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F4 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.