Marty T. Caywood - 09 Aug 2021 Form 4 Insider Report for HomeTrust Bancshares, Inc. (HTB)

Role: EVP, Chief Information Officer
Signature: /s/ Tony J. VunCannon, Attorney-in-Fact for Marty T. Caywood
Issuer symbol: HTB
Transactions as of: 09 Aug 2021
Net transactions value: -$51,742
Form type: 4
Filing time: 11 Aug 2021, 14:06:55 UTC
Next filing: 10 Sep 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HTBI	Common Stock	Options Exercise	$40,883	+2,845	+36%	$14.37	10,827	09 Aug 2021	Direct
transaction	HTBI	Common Stock	Sale	$77,575	-2,845	-26%	$27.27	7,982	09 Aug 2021	Direct	F1
transaction	HTBI	Common Stock	Options Exercise	$16,597	+1,155	+14%	$14.37	9,137	10 Aug 2021	Direct
transaction	HTBI	Common Stock	Sale	$31,647	-1,155	-13%	$27.40	7,982	10 Aug 2021	Direct	F2
holding	HTBI	Common Stock						24,088	09 Aug 2021	By KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HTBI	Stock Option	Options Exercise	$0	-2,845	-71%	$0.000000	1,155	09 Aug 2021	Common Stock	2,845	$14.37	Direct	F3
transaction	HTBI	Stock Option	Options Exercise	$0	-1,155	-100%	$0.000000^*	0	10 Aug 2021	Common Stock	1,155	$14.37	Direct	F3
holding	HTBI	Stock Option						10,000	09 Aug 2021	Common Stock	10,000	$26.00	Direct	F4
holding	HTBI	Stock Option						15,000	09 Aug 2021	Common Stock	15,000	$27.51	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4.
F2	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.26 to $27.43, inclusive.
F3	Represents unexercised portion of stock option granted under Issuer's 2013 Omnibus Incentive Plan, which vested as to 4,000 shares on February 11, 2020.
F4	Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
F5	Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2020, 2021, 2022, 2023 and 2024.