Marty T. Caywood - Aug 9, 2021 Form 4 Insider Report for HomeTrust Bancshares, Inc. (HTBI)

Role
EVP, Chief Information Officer
Signature
/s/ Tony J. VunCannon, Attorney-in-Fact for Marty T. Caywood
Stock symbol
HTBI
Transactions as of
Aug 9, 2021
Transactions value $
-$51,742
Form type
4
Date filed
8/11/2021, 02:06 PM
Next filing
Sep 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBI Common Stock Options Exercise $40.9K +2.85K +35.64% $14.37 10.8K Aug 9, 2021 Direct
transaction HTBI Common Stock Sale -$77.6K -2.85K -26.28% $27.27 7.98K Aug 9, 2021 Direct F1
transaction HTBI Common Stock Options Exercise $16.6K +1.16K +14.47% $14.37 9.14K Aug 10, 2021 Direct
transaction HTBI Common Stock Sale -$31.6K -1.16K -12.64% $27.40 7.98K Aug 10, 2021 Direct F2
holding HTBI Common Stock 24.1K Aug 9, 2021 By KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBI Stock Option Options Exercise $0 -2.85K -71.13% $0.00 1.16K Aug 9, 2021 Common Stock 2.85K $14.37 Direct F3
transaction HTBI Stock Option Options Exercise $0 -1.16K -100% $0.00* 0 Aug 10, 2021 Common Stock 1.16K $14.37 Direct F3
holding HTBI Stock Option 10K Aug 9, 2021 Common Stock 10K $26.00 Direct F4
holding HTBI Stock Option 15K Aug 9, 2021 Common Stock 15K $27.51 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.26 to $27.43, inclusive.
F3 Represents unexercised portion of stock option granted under Issuer's 2013 Omnibus Incentive Plan, which vested as to 4,000 shares on February 11, 2020.
F4 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
F5 Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2020, 2021, 2022, 2023 and 2024.