Mark D. Klein - 09 Aug 2021 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Reporting relationship: Chairman, CEO and President, Director
Issuer ticker: SSSS
Reported as of: 09 Aug 2021
Net transaction value: +$98,150
SEC form: 4
Accepted by SEC: 09 Aug 2021, 16:25:28 UTC
Prior SEC filing: 01 Jul 2021
Next SEC filing: 04 Oct 2021
Source filing: View source filing
Reporting owner signature: /s/ Mark D. Klein

Key filing fact

Mark D. Klein filed Form 4 for SURO CAPITAL CORP. (SSSS) on 09 Aug 2021.

Key facts

This page summarizes Mark D. Klein's Form 4 filing for SURO CAPITAL CORP. (SSSS).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 09 Aug 2021, 16:25.

Change

Previous filing in this sequence was filed on 01 Jul 2021.
Current net transaction value: +$98,150.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SSSS transaction

Common Stock

Purchase

Transaction value: $98,150
Shares: +6,500
Change %: +1.3%
Price: $15.10
Shares after: 506,757
Date: 09 Aug 2021
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

This total includes (i) 1,667 shares of SuRo Capital Corp.'s common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii) 154,362 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on February 10, 2022, 1/3 vests on February 10, 2023, and 1/3 vests on February 10, 2024.